Senior Securities Officer

  • To be Confirmed HKD
  • Hong Kong Hong Kong Hong Kong HK
  • Permanent, Full time
  • OCBC Wing Hang Bank Limited
  • 19 Sep 18 2018-09-19

Senior Securities Officer


  • Responsible for trade settlement and reconcile position between systems, CCASS and custodian
  • Perform nominee functions on securities custodian and corporate event services including share offers, rights issues, bonus issues, dividend elections etc
  • Comply with regulatory requirements (including HKMA and SFC) and Audit / Risk Management guidelines
  • Report any suspicious, outstanding and incident to Managers
  • Handle ad-hoc project / request that assigned by Managers



  • Degree holder in any discipline(s)
  • At least 2-3 years of banking back office experience in securities
  • Has product knowledge of both equities and fixed income
  • Strong in Microsoft excel, word and powerpoint (including Chinese Word Processing) and VBA programming
  • Excellent communication and interpersonal skills
  • Possess desirable attributes including being a team player, willingness to learn and problem solving skills


(Candidate with less experience may be considered for the post of Securities Clerk)