Sponsor Principal (type 6 IPO), Managing Director - Investment Management Sponsor Principal (type 6 IPO), Managing Director  …

HARBRIDGE PARTNERS
in Hong Kong
Permanent, Full time
Be the first to apply
No Budget Cap
HARBRIDGE PARTNERS
in Hong Kong
Permanent, Full time
Be the first to apply
No Budget Cap
Posted by:
Edward Chen • Recruiter
Posted by:
Edward Chen
Recruiter
The Company Our Client is a fell licensed investment bank with SFC type 1,2,4,5,6,9 licenses with business coverage of M&A,DCM,ECM, wealth management, private banking and institutional/retail brokerage. They are currently looking for a type 6 IPO sponsor to restart their sponsoring business as well as utilising their existing pipeline.

Responsibility 

  • Act as Responsible Officer with management responsibilities and duties to supervise SFC regulated activities of the firm
  • Ensure operations comply with all existing relevant regulatory requirements and applicable laws as well as risk management requirements and standard of good market practices
  • Drive and develop investment banking business including IPO and advisory transactions
  • Build up good relationship with clients and maintain strong business network

 

Requirements:

  • Current holder of Responsible Officer & Principal licenses registered under SFC (Type 6)
  • University degree in accounting/ economics/ finance/ investment related discipline, professional qualifications such as CPA/ CFA preferred
  • Sound knowledge of SFO, regulations and guidelines
  • Excellent leadership capabilities
  • Strong command in spoken and written English and Chinese, fluency in Mandarin

 

Benefits

  • Stable working hour.
  • Stable career 
  • Competitive year end bonus.
  • Great annual leave package
  • Great Career progression.
  • Fully comprehensive medical insurance and personal insurance
  • Great MPF Pension Scheme

 For further information, please contact our Douglas Au at 2523 9994.
da@harbridgepartners.com 
consultants@harbridgepartners.com

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