Team Head, Private Banking Compliance (60-70k) Team Head, Private Banking Compliance (60-70k) …

Connexe Search Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 29 Mar 20
60-70k
Connexe Search Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 29 Mar 20
60-70k
Our client is a well-regarding regional private bank. They are currently looking for Team Head, Private Banking Compliance in Legal and Compliance Department.

Responsibilities

  • Lead a small team, report to Compliance Unit Head and Department Head
  • Provide compliance advisory and training to Private Banking business and staff
  • Update policies & procedures, compliance plan and manuals related to Private Banking business
  • Ensure business in compliance to local regulatory requirements and internal policies & procedures
  • Participate in ad-hoc projects assigned by the management

Requirements

  • University degree in Accounting, Finance or a related discipline
  • 7+ years' experience in AML and general compliance in banking, preferably at supervisory level in private banking
  • CAMS is a plus
  • Excellent communication skills and sound knowledge of Banking Ordinance, Securities and Futures Ordinance and other regulations
  • Good command of both spoken and written English and Chinese (Cantonese and Mandarin)
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