Team Lead, Suitability Risk Monitoring (Private Banking)

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • Hays Banking & Financial Services Hong Kong
  • 16 Jan 18 2018-01-16

Team Lead, Suitability Risk Monitoring role with a well known foreign private bank.

Your new company
This private bank is well regarded in the globe and the Asia region. Recent years, there has been notably strategic expansion in the private banking business in terms of frontline staff and infrastructure. Their suitability monitoring team is currently looking for a high-calibre leader to manage the team.

Your new role
You will be leading a team with primary focus on pre-trade and post-trade investment suitability monitoring. As a primary control function, you will have the key mandate to make sure that the various types of transactions made in the private banking business are in compliant with the applicable regulations (HKMA; e.g. client product risk matching, client classifications etc.). You will also lead the team in conducting multiple ad-hoc projects and compliance monitoring tasks, with close communication with other internal stakeholders in the bank.

What you'll need to succeed
You will have at least 7 years of experience in banking operations and risk control, with a focus in private banking investment suitability ideal. You will have strong organisational skillset to manage diverse relationship and communication needs. A strong risk and compliance sense is vital.

What you'll get in return
You will be offered a fantastic opportunity for career advancement in the subject compliance control area, and a visible role at a well-regarded private bank to build up your career track record.

What you need to do now
To apply for this role, click 'apply now'. For a confidential discussion on this role or more career opportunities in private banking compliance, please contact Norris Wong at Hays on +852 2230 7913 or email

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