Trade Compliance - Global Asset Managers Trade Compliance - Global Asset Managers …

Ashford Benjamin Ltd
in Hong Kong
Permanent, Full time
Last application, 11 Oct 21
Competitive
Ashford Benjamin Ltd
in Hong Kong
Permanent, Full time
Last application, 11 Oct 21
Competitive
Posted by:
Vivian Chen • Associate Director
Posted by:
Vivian Chen
Associate Director
We are partnering with a global asset manager on a trading compliance hiring. Candidates with strong experience in equities compliance advisory / trade compliance in asset managers are welcome.

Responsibilities:

  • Assist in reviewing, monitoring and implementing compliance programs on trade activities
  • Real time compliance advisory on trade restrictions and approvals
  • Provide up-to-date regulatory updates on policies and procedures
  • Deliver compliance training

Requirements:

  • 4+ years’ compliance experience in equities trading / asset management business
  • Strong knowledge in SFC rules and regulations
  • Proficiency in Bloomberg and excel

 

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