We are partnering with a global asset manager on a trading compliance hiring. Candidates with strong experience in equities compliance advisory / trade compliance in asset managers are welcome.
- Assist in reviewing, monitoring and implementing compliance programs on trade activities
- Real time compliance advisory on trade restrictions and approvals
- Provide up-to-date regulatory updates on policies and procedures
- Deliver compliance training
- 4+ years’ compliance experience in equities trading / asset management business
- Strong knowledge in SFC rules and regulations
- Proficiency in Bloomberg and excel