VP, Middle Office Risk and Compliance VP, Middle Office Risk and Compliance …

Captiare Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 24 May 20
Competitive
Captiare Limited
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Last application, 24 May 20
Competitive
A Billion Dollar Asset Management House is hiring Middle Office Risk and Compliance expert on VP level, acting as a Team Lead to supervise the team on risk management, control and operations to ensure mitigation of risk and control effectiveness.

RESPONSIBILITIES:

  • ​Perform appropriate checking, initiate and implement control measures on the current workflow of Asset Management Department based on the regulatory and internal procedures and policies, while exercising good judgment in mitigating risk and following escalation procedures
  • Review, streamline and enhance daily processes, operations and work flow to ensure control effectiveness
  • Design and facilitate implementation of operational flows according to new or revised regulations and ordinances
  • Prepare and consolidate necessary information and data for internal departments or external parties for audit, reporting or other relevant purposes
  • Liaise with internal departments and external counterparties for daily issues and special/ ad hoc projects

REQUIREMENTS:

  • Degree holder in finance or relevant discipline
  • 5-7 years of experience in risk management and control of Asset Management company/Bank/ Securities, is familiar with Securities and Futures Ordinance (SFO)
  • Self-motivated, able to work under pressure and meet tight deadline Strong knowledge of financial products
  • Strong analytical and communication skills
  • Proficiency in written and spoken English and Chinese including Putonghua
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