Vice President, Compliance Business Control, Investment and Insurance Sales Vice President, Compliance Business Control,  …

Citi
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Citi
in Hong Kong, Hong Kong, Hong Kong
Permanent, Full time
Be the first to apply
Competitive
Citi
Vice President, Compliance Business Control, Investment and Insurance Sales
Job Description
  • Lead the team in providing the oversight on the risk & control framework across Consumer Businesses (1st Line of Defense)
  • Drive the root cause analysis of issues and formulation of Corrective Actions by businesses which are sustainable and  be completed by target dates
  • Work with Internal Investigation Unit and related teams on conducting investigation and presenting the results to senior managements
  • Lead the incident escalation to senior management
  • Present in various Governance Meetings the risk and control issues and the lesson learnt
  • Drive initiatives on bank culture and improve staff risk awareness
  • Lead the team in implementing the regional and global projects in Consumer Businesses
  • Lead the team in performing data analytics and MIS preparation
  • Key Initiator and Coordinator on reviews / audits and various discussions with 2nd and 3rd Line of Defense
  • Lead and supervise the surveillance teams in China, Malaysia and HK to perform surveillance over transactions conducted by frontline staff, across Investment, Insurance and Cards & Loans Products
  • Ensure the surveillance meets the regulatory / internal requirements
  • Share the findings / lessons learnt in various risk forums with frontline staff, branch / district managers and products managers
Requirements
  • BS/BA degree or equivalent combination of education/experience
  • At least 10 years consumer banking, risk and control and /or operations working experience
-------------------------------------------------
Grade :All Job Level - All Job FunctionsAll Job Level - All Job Functions - HK------------------------------------------------------
Time Type :Full time------------------------------------------------------
Citi is an equal opportunity and affirmative action employer.
Minority/Female/Veteran/Individuals with Disabilities/Sexual Orientation/Gender Identity.
Citigroup Inc. and its subsidiaries ("Citi") invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity CLICK HERE .
To view the "EEO is the Law" poster CLICK HERE . To view the EEO is the Law Supplement CLICK HERE .
To view the EEO Policy Statement CLICK HERE .
To view the Pay Transparency Posting CLICK HERE .
Close
Loading...