Vice President / Assistant Vice President, Regulatory Compliance Vice President / Assistant Vice President,  …

Chong Hing Bank
in Hong Kong
Permanent, Full time
Last application, 19 Oct 20
Subject to experience
Chong Hing Bank
in Hong Kong
Permanent, Full time
Last application, 19 Oct 20
Subject to experience
Posted by:
Angus KWAN • Recruiter
Posted by:
Angus KWAN
Recruiter
Review and provide feedback for matters with compliance implications to business units as well as management team

Responsibilities:

  • Review and provide feedback for matters with compliance implications to business units as well as management team;
  • Disseminate latest development of laws and regulations and their implications to the concerned units and management team for their attention and implementation of regulatory requirements;
  • Disseminate, consolidate and follow up regular and ad hoc requests/ surveys/ enquiries raised by the HKMA and regulatory bodies to ensure timely submission;
  • Coordinate and arrange with business units to conduct and follow up gap analysis report for new/ revised SPMs and regulatory updates with significant impacts on the Bank’s operation and customers;
  • Cultivate compliance culture and raise compliance awareness among staff by enhancing communication and providing training on general compliance matters where necessary;
  • Contribute to enhancement on the overall compliance risk management framework;
  • Review the overall assessment and provide comments on the Bank’s final response to complaints with compliance issues/ elements;
  • Perform other ad hoc projects or assignments

 

Requirements:

  • University degree in Law, Business Administration, Accounting, Finance or related discipline;
  • Minimum 8 years’ working experience in banking/ financial services industry with compliance, audit, risk management or internal control experience;
  • Conversant with banking laws, rules and regulations including Code of Banking Practice and HKMA Supervisory Policy Manual, etc.; Sound knowledge of general banking products;
  • Self-initiated and able to work independently; attentive to details and able to exercise judgment with strong analytical skills;
  • A good team player with strong communication and interpersonal skills and able to liaise effectively with stakeholders at different levels;
  • Proficient in both English and Chinese, including Putonghua.
  • Offer will be subject to experience and qualification
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