Vice President / Senior Vice President – Investment Banking

  • Negotiable
  • Hong Kong
  • Permanent, Full time
  • Guosen Securities (HK) Financial Holdings Co Ltd
  • 16 Oct 18

Guosen Securities (Hong Kong) Financial Holdings Co., Ltd, incorporated in Hong Kong, is a wholly-owned subsidiary of Guosen Securities Co., Ltd., one of the top ranked financial institutions for securities trading and stock listing offers in China. To cope with the Company's rapid expansion, we invite high caliber personnel to fill the following position:



  • Reporting to the Head of Investment Banking, participate in structuring and problem solving for various IPO and other projects sourced from the vast Guosen network in China
  • Mastermind and support marketing and pitching efforts for IPO, equity or financial advisory transactions
  • Participate in execution of IPO and other financial advisory projects including undertaking due diligence and other work
  • Assist in the development of corporate finance business including IPO, financial advisory, M&A, and other Listing Rules and/or Takeovers Code related transactions and capital raising exercises
  • Originate and work closely with equity capital markets and other teams on IPO syndicate and secondary market fund raising projects
  • Assist in sourcing and serving potential cornerstone and strategic investors in equity or debt products
  • To perform ad hoc projects as required



  • Degree holder in Banking, Finance or other related disciplines
  • 3-5 years of experience including IPO, financial advisory on M&A, Listing Rules and/or Takeovers Code related transactions and capital raising exercises
  • Solid exposure and knowledge in Listing Rules, Code on Merger and Acquisition and relevant regulatory requirements for Greater China
  • Holder of SFC license Type 6 representative licence
  • Good command of written and spoken English and Chinese, fluency in Putonghua
  • Independent, self-initiative and good interpersonal skills


Attractive remuneration will be offered to the right candidate.  Interested parties please email your full resume with present & expected salary and date of availability to or via "Apply".


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