Investment Compliance - Client Services Team, Officer Investment Compliance - Client Services Team,  …

State Street Corporation
in Dublin, Leinster, Ireland
Permanent, Full time
Last application, 26 Oct 20
Competitive
State Street Corporation
in Dublin, Leinster, Ireland
Permanent, Full time
Last application, 26 Oct 20
Competitive
State Street Corporation
Investment Compliance - Client Services Team, Officer
  • You will manage a number of complex clients with varied fund types (e.g. UCITS, AIFs, Pension funds) and assist them with onboarding new funds and maintaining the compliance monitoring of their existing funds, reviewing Regulations, prospectuses and investment management guideline.
  • Review and audit investment compliance restrictions and monitoring.
  • Address/respond to all client services inquiries and fully research all issues arising.
  • Conduct service review calls on a regular scheduled basis.
  • Assist senior management with designated compliance projects and assignments and act as coordinator where required.
  • Ensure detailed documentation is maintained for audit purposes.
  • Work with IT and data teams to ensure all client requirements are addressed.
  • Help the team transition to a new compliance system.
  • Other duties as assigned.

REQUIREMENTS:
  • Bachelor's degree or equivalent with focus in business, accounting or finance.
  • Typically have 6+ years' experience in the Financial Services industry (preferably in Investment Compliance)
  • Strong securities knowledge and / or pursuing the CFA designation
  • Effective verbal and written communication skills and excellent interpersonal skills
  • Excellent computer skills including knowledge of all Microsoft Office applications including Visual Basic.
  • Strong research and analytical skills
  • Ability to develop and maintain business relationships both internal and external clients.
  • Experience with MIG21, Charles River or other automated compliance engine an advantage
Company Overview

From technology and product innovation to corporate responsibility and community development, we're making our mark on the financial services industry. For more than two centuries, we've been helping our clients safeguard and steward the investments of millions of people - strengthening markets, building communities and creating opportunities for growth.

We owe that longevity to the commitment, expertise and creativity of our employees. Our continued success depends on our ability to attract and develop the best talent in the industry. That's why we're keenly focused on employee development, corporate citizenship and inclusion.

For us, success comes in the mark we make as an organization - for the industry, our clients, our communities and each other.

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