Investment Compliance Manager (Fix Term Contract)

  • Excellent
  • Dublin, Leinster, Ireland
  • Permanent, Full time
  • Paragon Executive
  • 22 Feb 18 2018-02-22

Reporting to the Head of Regulation & Compliance and working within the Regulation & Compliance Department to ensure that a MiFID investment firm and an AIFM / UCITS Supermanco operate in compliance

The Role;

 

  • Assist the firm in business development projects, including a business merger project
  • Bedding down MiFID II within an investment firm
  • Conduct compliance monitoring for a MiFID investment firm, as outlined in the Compliance Plan
  • Run the U.S. compliance program for a registered investment adviser in the U.S.
  • Review general compliance queries and provide advice to the business in respect of compliance matters.

 

The Person:

  • 5+ years working in a compliance or legal team in an asset management firm
  • Third Level Education Degree in a relevant area, i.e. Bachelors Degree
  • LCOI designation desirable
  • Practical knowledge of MiFID, AIFM and UCITS Regulations and industry best practice
  • Project management skills who is a “problem solver”, able to dissect issues & think them through
  • Able to self-motivate and work to own deadlines
  • Outgoing & have strong written and oral communication skills and good listening skills
  • Able to manage conflict and differences of opinion with the business

 

For a private and confidential conversation and for a full job description please contact Ciarán O Connell on 01-8746770. Or email: coconnell@paragonexecutive.com