Senior Compliance Officer - Asset services

  • Excellent
  • Dublin, Leinster, Ireland Dublin Leinster IE
  • Permanent, Full time
  • Paragon Executive
  • 18 Jun 18 2018-06-18

Senior position within an asset service management company to provide compliance services engagement with a large range of stakeholders including the Executive Management Team, the Chief Executive Officers and the board.

The person:

  • Strong track record in compliance ideally within a financial/professional services organisation
  • A minimum of 5 years’ experience at manager or senior manager level
  • Good understanding of the Irish regulatory environment and expertise in the areas of data protection and AML/CTF
  • Strong track record of partnering with senior executives 
  • Business acumen and financial expertise essential
  • Have a relevant degree or other third level qualification or relevant professional qualification, LCOI
  • Proficient Excel skills and have excellent written and verbal English

The Role:

  • Actively monitoring the changes and updates in compliance rules applicable to the Company, and understanding the impact to the business
  • Lead Support to aid achievement of its strategic and business goals by driving a strong compliance culture and robust compliance framework
  • Providing support and advice to the business and to Act as an adviser in compliance matters to the business and support the Executive Management Team
  • Respect to the board to enable them to control their compliance risks and protect the Agency’s reputation
  • Support the Head of Compliance in delivering an appropriate compliance assurance programme
  • Keep abreast of upstream regulatory developments and support the business in ensuring timely implementation of new regulations and relevant codes of practice
  • Promote staff awareness of compliance and ethical issues, including design and delivery of appropriate compliance training
  • Maintain a positive relationship with all stakeholders and relevant oversight bodies.
  • Report to senior management on a monthly basis

This Senior Compliance Officer position is a highly unique opportunity to join a leading institution. The Compliance officer will be required to lead a team to deliver specific aspects of support at a senior level.

For a private and confidential conversation and for a full job description please contact Ciarán O Connell on 01-8746770.