Control Room Analyst

  • Competitive
  • Tokyo, Tokyo-to, Japan Tokyo Tokyo-to JP
  • Permanent, Full time
  • Morgan McKinley - Tokyo
  • 19 Aug 18 2018-08-19

Control Room Analyst

A junior compliance opportunity within a prominent global bank focusing on control room advisory.

Roles/Responsibilities

  • Reviewing and maintaining information barriers between private and public business lines to prevent conflict issues arising
  • Run daily Control Room activities relating to incidences of wall crossing, reviewing insider lists and surveillance
  • Provide advisory to various business lines in order to prevent compliance breaches occuring
  • Review publications by the research department
  • Coordinate with senior management in Compliance on Control Room duties and escalate potential issues accordingly

Required skills
  • 1-3 years experience in Financial Services (AVP considered for those with Legal or Compliance background)
  • Ideally a knowledge of financial regulations
  • An interest in pursuing a career in Compliance / Control

Personal Attributes
  • Good communication skills and team player worth ethic

About our client

A high established global bank with a growth trajectory in the Japanese market

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.