Fixed Income Advisory Compliance

  • Competitive
  • Tokyo, Tokyo-to, Japan Tokyo Tokyo-to JP
  • Permanent, Full time
  • Morgan McKinley - Tokyo
  • 22 Aug 18 2018-08-22

Fixed Income Advisory Compliance

A top tier global investment bank is strengthening it's advisory compliance function in Tokyo to assist the Fixed Income business

Roles/Responsibilities

  • Offer expert guidance to the FI business according to rules and regulations pertaining to Japanese law and compliance policy frameworks
  • Manage internal audits and regulatory inspections
  • Undertake training on compliance matters with the sales and trading business
  • Assist in maintaining and enhancing company compliance initiatives whilst keeping up-to-date with developments in global and local rules and regulations
  • Communicate effectively with various internal and external stakeholders and ensure significant issues are raised with compliance management

Required skills
  • 5+ years experience within compliance / audit / legal or control supervising the Fixed Income business
  • Excellent communication skills and stakeholder management across different business lines
  • Strong analytical ability and proactive work ethic

About our client

A leading global bank with a strong presence in the Japanese market and a dynamic working environment