Head of Compliance

  • Negotiable
  • Ettlebruk, Diekirch, Luxembourg
  • Permanent, Full time
  • DO Recruitment Advisors
  • 23 Oct 17 2017-10-23

We are looking for a Head of Compliance to join a Corporate & Fund Services Provider. The successful candidate will report directly to the Board of Directors and be responsible for the compliance function for the company and its subsidiaries.

THE JOB

We are looking for a Head of Compliance to join a Corporate & Fund Services Provider. The successful candidate will report directly to the Board of Directors and be responsible for the compliance function for the company and its subsidiaries.

Responsibilities

  • Develop and maintain comprehensive group policies and procedures to ensure compliance with applicable laws and regulations;
  • Manage regulatory compliance initiatives, strategy, and projects. Monitor legislative and regulatory developments and ensure all business policies and procedures are compliant with regulatory requirements.
  • Oversee the compliance activities of the various entities;
  • Coach and train others on changes to compliance regulations and promote compliance awareness within the organisation;
  • Identify and monitor compliance risks to the Board of Directors;
  • Liaise with regulatory authorities.


THE CANDIDATE

  • Proven compliance experience in a senior role within financial services (ideally coming for a trust company / big4 or another financial institution);
  • Master degree or equivalent in Law, Finance, or Economics. A Compliance qualification is a significant plus;
  • Solid knowledge of the Luxembourg regulatory environment with experience working within a multi-jurisdictional environment being an advantage;
  • Previous team management experience;
  • Ability to take ownership and initiative and desire to get things done;
  • Excellent interpersonal and communication skills (both written and verbal)
  • Fluency in English is a must, French is a plus.


THE CLIENT


Our client is a corporate service provider