Chief Compliance Officer
- €100000 - €130000 per annum
- Permanent, Full time
- Selby Jennings Germany
- 04 Sep 17 2017-09-04
My client a well respected Investment Management Firm is looking for an experienced Chief Compliance Officer.
- Monitor client activity and AUM i.e., portfolio management/investment advice/customer visits to ensure compliance with the agreed risk limits; ensure any personal transactions are free from conflict of interest. Discuss any anomalies or conflict of interest with the appropriate Portfolio Manager/Advisor and/or directly with line management.
- Overseeing the implementation of projects and other initiatives (e.g. changes in industry best practice, implementation of regulatory reform)
- Own the preparation and submission of all required regulatory and other internal reports. Prepare and submit authorised reports