Deputy Compliance Officer – Private Banking

  • Attractive
  • Luxembourg Luxembourg Luxembourg LU
  • Permanent, Full time
  • Altus Search
  • 31 Jul 18 2018-07-31

Our client, an International Private Bank is looking for a Deputy Compliance Officer to provide guidance and advice on regulatory policy and developments across their private banking business. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.

Ref: 158ASILU 

Title: Deputy Compliance Officer – Private Banking

Location: Luxembourg

Salary: Attractive

Date:  23rd July 2018

Our client, an International Private Bank is looking for a Deputy Compliance Officer to provide guidance and advice on regulatory policy and developments across their private banking business. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.

Duties Include:

  • Provide guidance and advice to senior management on relevant regulations according to the firm’s policy.
  • Responsible for ensuring the efficient and timely implementation of new regulatory requirements for the investment fund business.
  • Responsible for leading regulatory development regarding planning and adherence.
  • Liaise with regulators on regular and ad hoc basis regarding reporting and other queries.
  • Establish systems and controls relevant to regulatory developments.
  • Develop comprehensive assessment solutions to meet key stakeholders reporting requirements.
  • Identify the impact of regulatory developments on the activities of compliance function.
  • Follow up on the key regulatory developments and their impact on various business activities and lines.

The preferred candidate must have private banking experience and a compliance background as well as demonstrate in-depth knowledge of current financial services regulations. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business efficiently.

If you are interested in this opportunity, please email your C.V. to contact@altussearch.co.uk or call 020 7430 1831 for a confidential discussion.

Our client is an equal opportunity employer and values diversity in the company. The company does not discriminate by race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.

Altus Search Ltd is acting as an employment agency in relation to this role.