Head of Regulatory Compliance

  • Negotiable
  • Luxembourg
  • Permanent, Full time
  • DO Recruitment Advisors
  • 18 Oct 17 2017-10-18

Head of Regulatory Compliance with strong experience in asset management and investment funds. Please contact us directly if you would like more information on this role.

Head of Regulatory Compliance

The Job

* Support and work closely with the conducting officers of the management company
* Report to and work with the head of regulatory compliance
* Support the investment funds business to ensure that compliance controls and procedures are in place to enable it to comply with all relevant regulations, law, applicable codes and local regulations.
* The head of regulatory compliance will need to be registered and approved by the CSSF.

The Candidate

* Bachelor or Master degree or equivalent;
* At least 7 years in the financial sector and more specifically experience in legal or compliance within the asset management and investment funds area; preferably in a Luxembourg Management Company.
* Knowledge and experience working with UCITS and AIF structures
* Good working knowledge of regulations applicable to Luxembourg Funds and Financial Companies specialising in funds services, and a good understanding of the requirements of the compliance function. Some experience of the mutual fund industry offshore appreciated;
* Exceptional written and verbal communication skills with an ability to analyse, synthesise and clearly summarise composite matters;
* Strong negotiation skills with the ability to influence positively and manage relationships
* Results-oriented with careful time management discipline and focus on continuous improvement;
* Dynamic and self-motivated person with a naturally proactive approach;
* Experience in matrix managed company is considered an advantage;
* Excellent verbal and written communication skills, with good command of the English language and if possible of another European language (preferably French and/or German).

The Client

Our client is a multinational financial institution with a large presence in Luxembourg.