Junior Compliance Officer

  • Market Rate
  • Luxembourg
  • Permanent, Full time
  • Saxton Leigh
  • 11 Oct 17 2017-10-11

Our client is an Alternative Investment Manager specialising in private equity funds. They are currently looking for a new Junior Compliance Officer to join their team

Company

Our client is an Alternative Investment Manager specialising in private equity funds. They are currently looking for a new Junior Compliance Officer to join their team

The responsibilities

  • Execute the compliance monitoring program by conducting testing in order to identify, evaluate and monitor compliance risks, making recommendations to mitigate current and potential risks and following up the implementation of the measures taken;
  • Oversee investment manager framework and delegation structures considering AIFMD and other relevant Luxembourg regulation;
  • Provision of reporting to the Compliance and Risk Committee and to the Funds and Management Company Boards;
  • Primarily responsible to ensure compliance of the Funds, and its Assets managers with applicable Investment guidelines (Shareholder agreement, Legal, Prospectus and Investment management Agreement;
  • Performing and executing the AML/KYC procedure and policy on investments:
  • Conduct and review of the initial AML risk analysis in accordance with the AML procedure
  • Identify suspicious activity

Experience required

  • Good knowledge of regulations applicable to Luxembourg management companies (e.g. governance, AML, investor protection, rules of conduct, …);
  • Good knowledge of domestic and European laws / directives (AIFMD/ EMIR/ CRS / MIFID II, etc.);
  •  Fluency in English, both written and spoken