Regulatory Compliance Manager (m/f) - Job based in Luxembourg

Our Regulatory Intelligence & Services (RIS) team combines in-depth industry knowledge with technical expertise in the investment fund industry to proactively provide our clients with cutting edge compliance and regulatory services.

We cover various areas of regulatory compliance and respond to clients’ questions on topics such as:

 

  • Business Compliance: interpretation of laws and regulations applicable typically to management companies, administrators, distributors and fund managers.
  • Marketing Compliance: reviews of marketing materials, which support promotional activities of a fund and ensure their compliance with EU and/or local regulations, as appropriate
  • Investment Compliance: review of eligibility of assets, their categorization and the investment restrictions that apply to them in accordance with Luxembourg law
  • Support to cross-border distribution of funds (identification, interpretation and monitoring of rules to market a fund worldwide)

 

You will have the opportunity to:

 

  • Run the Compliance Hotline team and review the factsheets prepared for the clients, covering more than 20 countries
  • Review and complete the recommendations proposed by the team 
  • Develop a strong understanding of the local rules and challenges related to the distribution and the marketing of foreign funds (UCITS and AIFs) on a cross border basis
  • Contribute to the continuous maintenance and development of the department’s regulatory database
  • Lead projects and coordinate assistance to clients in the interpretation of the local regulations applicable to foreign UCITS and AIFs marketed in multiple host jurisdictions
  • Organize internal and external training sessions
  • Maintain excellent relationships with existing clients as well as developing new relationships with asset managers

 

To fit in the role, you also:

 

  • Hold a Master’s degree in law, economics or business administration
  • Have a previous experience of 5 to 10 years in the investment fund industry
  • Demonstrate a strong knowledge of EU regulations on investment funds and Asset Management environment
  • Have a proven experience in people management and project management of regulatory changes
  • Are a strong team player but also able to work autonomously
  • Are flexible and able to work with tight deadlines
  • Show excellent analytical, interpersonal and communication skills
  • Are fluent in English – any other language is an advantage  

 

We want to hear from you! Join us and…

 

  • Work alongside recognized experts in a knowledge sharing environment
  • Enjoy and promote diversity in our multicultural company
  • Team up with dynamic and versatile young professionals within a challenging and constantly evolving environment
  • Expand your network in the Luxembourgish and international market

 

What impact will you make?

Luxembourg Luxembourg Luxembourg LU