Risk & Compliance Officer Risk & Compliance Officer …

JCW Search
in Luxembourg, Luxembourg, Luxembourg
Permanent, Full time
Last application, 27 Mar 20
€70k - 90k per year
JCW Search
in Luxembourg, Luxembourg, Luxembourg
Permanent, Full time
Last application, 27 Mar 20
€70k - 90k per year
JCW Search
A global asset/wealth management firm based in Luxembourg is looking for an experienced Risk & Compliance Officer to help manage the responsibilities across risk management (ICAAP), compliance & monitoring (MiFIDII), and financial crime (AML).
A global asset/wealth management firm based in Luxembourg is looking for an experienced Risk & Compliance Officer to help manage the responsibilities across risk management (ICAAP), compliance & monitoring (MiFIDII), and financial crime (AML).

Role:

• Help with the day to day administration of the Risk and Compliance Function
• Responsibility for the design, development, implementation and monitoring of the Risk Management Policy and Process (”RMP”) in accordance with Luxembourg regulations and best practices
• Design and implement ICAAP & ILAAP
• Implement an Operational Risk Framework
• Implement the Compliance Monitoring Programme
• Ensure AML/CFT requirements are met, ensure completion of AML risk assessments
• Monitor risks associated with new investments strategies implemented by the Portfolio Manager
• Close interaction with the group Portfolio Management function - for risks linked to investments, and with other departments (e.g. IT, legal, administration, etc.) for operational risks, intervening in the investment process
• Regulatory reporting on risk-related matters for Senior Management and Board of Directors 
• Help to deliver Risk & Compliance training in the areas of RMP & Compliance Monitoring Induction, AML, Conflicts of Interest, Suitability, Market Abuse etc.

Requirements:

• 5+ years' experience in Risk Management & Compliance Monitoring
• Background in an EU Regulated environment (specifically wealth/asset/investment management or banking)
• Knowledge of AML/CTF/MiFID II essential
• Luxembourg regulatory experience (CSSF) essential
• Wide understanding of difference financial markets/instruments 
• Excellent communication and ability to challenge stakeholders
• French fluency ideal

Location: Luxembourg

Type: Permanent, full-time

Salary: €70-80k base p/a (negotiable depending on experience)

Please note, all applicants must be eligible to work in Luxembourg without a sponsored visa/work permit, as this will not be provided.

Company Overview

www.jcwresourcing.com

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