Senior Compliance Officer – EXCLUSIVE INSTRUCTION

  • Excellent
  • Luxembourg
  • Permanent, Full time
  • Saxton Leigh
  • 17 Nov 17 2017-11-17

Our client is a truly global investment manager. They have over $500 Billion AUM and operate from over 25 countries with their mission being, to be the premier global investment management organization.. They are currently looking to hire a senior compliance officer for the established Luxembourg based team. You will be responsible for ensuring that the Luxembourg Management Company have a best of breed compliance framework and operate within its specific license and regulatory requirements. The scope of the position extends to several European locations and generates interaction with their offices around the globe.

THE COMPANY:

Our client is a truly global investment manager. They have over $500 Billion AUM and operate from over 25 countries with their mission being, to be the premier global investment management organization.. They are currently looking to hire a senior compliance officer for the established Luxembourg based team. You will be responsible for ensuring that the Luxembourg Management Company have a best of breed compliance framework and operate within its specific license and regulatory requirements. The scope of the position extends to several European locations and generates interaction with their offices around the globe.

THE RESPONSIBILITIES:

  • Providing advisory support to business departments and Senior Management with specific focus on Luxembourg and additional European hubs.
  • Maintaining the compliance framework for the Luxembourg and other European hubs.
  • Overseeing compliance monitoring activities performed ensuring compliance with applicable laws, regulation, best practice and firm standards
  • Being a member of EMEA Regulatory Focus Group and working actively on new regulatory developments across EMEA by monitoring regulation, preparing impact assessments, advising and supporting the business
  • Participating in regulatory implementation projects such as MiFID II, PRIIPS, GDPR, MMFR, etc
  • Participating in international compliance initiatives

EXPERIENCE REQUIRED:

Compliance experience gained within a European Asset Manager/ManCo

Knowledge of Luxembourg regulations is desirable

Knowledge of UCIT and AIF regulations

Fluent in French & English.