• Competitive
  • George Town, Pulau Pinang, Malaysia
  • Permanent, Full time
  • Citigroup Transaction Services (M) Sdn Bhd
  • 2018-06-19

MYS CTSM PG - Cash and Trade Processing Representative (Compliance)

MYS CTSM PG - Cash and Trade Processing Representative (Compliance)

  • Primary Location: Malaysia,Pulau Pinang,George Town
  • Education: Bachelor's Degree
  • Job Function: Transaction Processing
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 18036705


  • Develop Compliance procedures consistent with global directive;
  • Disseminate relevant compliance policies to Trade RSC staff in a timely manner
  • Ensure timely update of Compliance Screening Files upon receipt of a communication from Global information sources
  • Prepare annual compliance plan and training schedule to ensure yearly compliance training requirements are met
  • Update Compliance training materials to reflect the current trends
  • Conduct compliance
  • trainings & document staff participation in compliance training
  • Raise overall Compliance awareness by publication of bulletins, daily quizzes
  • Participate in internal and external audit reviews
  • Identify root cause analysis for compliance issues identified during Manager Control Assessment and undertake corrective action for immediate compliance
  • Review and provide feedback on transactions escalated by processors related to various compliance regulations
  • Work closely with Global/Regional Compliance, Transaction Services Business Compliance Officer, CSIS and Legal
  • Counsel on compliance matters (as deemed necessary)
  • Report to respective business units and retain records of
  • U.S Anti boycott Regulations, Sanctions violations, U.S. Export Control, potential money laundering situations on a monthly/quarterly basis
  • Take lead for Asia Region in Global Compliance Projects/initiatives
  • Contribute to process improvement measures to serve our internal clients bette


  • A recognized tertiary qualification in Banking, Business, Finance, Economics, Accounting or Management
  • Good PC software application knowledge
  • Good communication and interpersonal skill
  • Team player and able to work in highly challenging environment
George Town, Pulau Pinang, Malaysia George Town Pulau Pinang MY