General Compliance Testing

  • Competitive
  • Kuala Lumpur, Malaysia
  • Permanent, Full time
  • OCBC Bank (Malaysia) Berhad
  • 21 Oct 17 2017-10-21

General Compliance Testing

Job Roles & Responsibilities:

1.Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including:
•To perform risk assessment framework for compliance review;
•To design review plan for compliance testing;
•To design or leverage on existing KRIs;
•To set thresholds for the KRIs;
•To administer questionnaires to the DCOs;
•To maintain central log of all KRIs;
•To validate the relevance of KRIs at regular intervals;
•To decide on customizing the questions for the business groups;
•To prepare compliance testing reports;
•To perform exit meeting and wrap up the compliance testing review; and
•To follow up on the action plans.

2.To relief the compliance officers from the RCU team from time to time, when required.

Job Requirements:
•Professional qualification or university degree
•Minimum 5 years working experience in banking, external auditing or consulting in financial services sector
•Leadership and Project Management Skill
•Good interpersonal and communication skills
•Good knowledge of Microsoft software applications such as Microsoft Project, Excel, PowerPoint, Word
•Prior working experience as Compliance Officer or internal auditor in banking is a definite advantage