: Data Specialist, Compliance, FM, Trade Surveillance, Data Quality

  • TBA
  • Kuala Lumpur, Malaysia
  • Permanent, Full time
  • Standard Chartered Global Business Services Sdn Bhd
  • 16 Oct 17 2017-10-16

Data Specialist, Compliance, FM, Trade Surveillance, Data Quality

  • Help the Group meet its commitment of being “Here for Good” by implementing the data quality standards and guidelines as per Data Quality Management Framework (DQMF) for Trade Surveillance and adhere to the culture of appropriate conduct at the forefront of the Group’s agenda.
  • Manage day to day data quality related issues in production with regard to Trade Surveillance. This includes identifying data related issues, challenges and opportunities associated with achieving the objectives of implementing effective market abuse surveillance and resolving them. This would include identification of data quality issues in production, analyse the root cause, co-ordinating with upstream systems ITO, L&C ITO, monitoring users and process owner to fix the data issues.
  • Maintain constructive and effective relationships with all the stakeholders.
  • Maintain independence, deliver timely responses, and timely escalation of risks and issues in data quality where they feel risk management tolerance of the firm are exceeded.

Strategy

  • Understand and execute the strategy in accordance with the Trade Surveillance Data Quality in day to day operations.
  • Promote the culture and practice of compliance with compliance standards (including conducting business within regulatory requirements, and to high ethical standards) within the Bank and embed a Here for good culture and the Group Code of Conduct.

Processes

  • Establish and maintain the processes defined by Trade Surveillance to ensure data related issues and risks are effectively identified and managed.

People and Talent

  • Team player, collaborative and supportive.

 

Risk Management

  • Collaborate with the technology teams and operational risk teams to identify, assess, manage, monitor, mitigate, escalate and resolve the risks that may have impact on Trade Surveillance.

Governance

  • Understand and implement the procedures defined by Trade Surveillance Data Quality standards and guidelines.

 

Regulatory & Business conduct

  • Display exemplary conduct and live by the Group’s Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Lead the CIB & CB Compliance teams to achieve the outcomes set out in the Bank’s Conduct Principles: Fair Outcomes for Clients; Effective Operation of Financial Markets, Financial Crime Prevention; Creating the Right Environment.

 

Key Stakeholders

  • Trade Surveillance Monitoring Team
  • Trade Surveillance Analytics Team
  • ITO Support and Delivery Team
  • Process Owners
  • Data Officers

 

Other Responsibilities

  • Embed Here for Good and Group’s brand and values in Financial Markets Compliance Trade Surveillance Data Quality
  • Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures.

 

 

Qualifications & Skills

 

Essential:

  • Core to Advanced skill set in exception handling on data.
  • Core to Advanced skill set on developing or working with trading systems such as Murex, FEDS, OPICS, Bloomberg TOMS (BTS) etc.
  • Core knowledge level on financial market products.
  • Core level of understanding of financial markets operation and trade booking structure with extensive experience in exception handling including and especially at the end-to-end data quality level.
  • Good problem-solving and analytical skills to trouble shoot and identify the root cause of data issues.
  • Good interpersonal and communication skills to engage and work people from different functions, such as, business, compliance, technology and vendor.
  • Good level of knowledge to use various tools like Excel / Access to analyze voluminous data sets.
  • Fair understandings of market conduct regulations.
  • Understanding of KDB, SQL or other database languages would be a plus.

Personal Attributes:

  • Ability to make decisions to provide proposals, willingness to take on responsibilities and challenges
  • Delivery of high quality work, in a limited amount of time
  • Team player and willingness to share knowledge amongst the team
  • Able to multitask, prioritize, and meet deadlines.
  • Strong collaboration skills, especially with other upstream support teams and technology partners.