Senior Compliance Officer Bank Support Functions

  • Competitive
  • Den Helder, Noord-Holland, Netherlands Den Helder Noord-Holland NL
  • Permanent, Full time
  • ING
  • 24 Apr 18 2018-04-24

Senior Compliance Officer Bank Support Functions

The Compliance Officers supporting the Bank's support functions are part of the Corporate Compliance positioned at the ING headquarters in Amsterdam. The Senior Compliance Officer has a direct reporting line to the Principal of the Functional Oversight Monitoring and Bank Support Functions Team who reports into the Head of Corporate Compliance Risk Management.
The role refers to a senior position within Corporate Compliance Risk Management. The Senior Compliance Officer provides advice and monitors the bank support functions at Tier 2.
Key Responsibilities:

  • Advise on compliance-related requirements to ensure adherence to laws, regulations and risk appetite;
  • Assists in (i) educating employees on compliance issues, (ii) in acting as contact point for compliance queries, and in (iii) supporting and advising the support functions in the COO, CEO, CRO and CFO domain in embedding new/existing regulatory/policy requirements;
  • Support in identifying, documenting and assessing the risks associated with the bank support functions' activities;
  • Supports in investigating, adequately mitigating and/or promptly remediating issues identified through monitoring or other sources; it provides compliance sign-off or veto in approval processes;
  • Monitors and reports on the proper operating effectiveness and adherence to applicable laws, regulations, policies, the ING Orange Code, as well as the effectiveness of controls and reports the results;
  • Supports the 1st line of defense to increase the efficiency and the effectiveness of compliance related processes';
  • Cooperate and coordinate with the other relevant NFR functions In line with ING's values, support in deepening the culture of compliance (Compliance Risk Culture Monitoring, Dilemma Management).