AVP / VP, Trade Surveillance Compliance

  • Competitive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • Eames Consulting Singapore , EA Licence No: 16S8091
  • 01 Jun 18 2018-06-01

An exciting opportunity with a Global Bank! Seeking Compliance / Internal Audit professionals with excellent hands-on experience in surveillance and control!

Responsibilities: 

  • Conduct trade surveillance on global markets and derivatives products as well as monitor electronic communication for the timely detection of potential market abuse and misconduct.
  • Keep abreast of changes in regulatory requirements and propose changes to the surveillance framework and model to ensure relevance and adequacy.
  • Provide strong coordination with different Governance teams within the Bank for reporting purposes.
  • Participate in relevant investigations.

Requirements:

  • A Degree holder with at least 8 years of relevant experience in an international financial institution
  • Good grasp of global market products, broad compliance topics and robust regulatory comprehension
  • Strong analytical skills
  • Excellent communication and interpersonal skills
  • Strong team player with a dynamic and logical approach

 

Send in your CV today for a confidential discussion on this challenging opportunity! 

 

EA Registration Number. R1110418

EA License Number. 16S8091