Associate Director - Compliance

  • Competitive Package
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • Aquis Search Pte. Ltd. , EA Licence No: 16S8125
  • 19 Apr 18 2018-04-19

A top-tier globally established financial services institution is looking to hire a senior Generalist Compliance professional based in Singapore

In this role, you will have the following responsibilities:

  • Perform compliance reviews to ensure efficiency and effectiveness of controls framework
  • Provide general compliance advisory on various compliance related matters, including AML, CDD, trade/e-communication surveillance and provide related training sessions as necessary
  • Conduct trade/communication surveillance across all business lines
  • Stakeholder engagement
  • Communicate all changes in the compliance/controls space to the business and recommend changes as necessary to improve effectiveness of current processes

To qualify for this role, you must have:

  • Bachelor Degree
  • At least 5-7 years of relevant experience within the financial services industry, preferably within the banking space
  • Previous experience in private banking/wealth management/ investment banking space is a plus
  • Must have previous background in general compliance – AML, CDD, advisory, and/or surveillance
  • General understanding of fixed income, and/or equities
  • Strong interpersonal, communication and negotiation skills is required