Associate, Investment Compliance (1-year contract)  …

Lion Global Investors Ltd
in Singapore, Singapore, Singapore
Contract, Full time
Last application, 21 Feb 20
Competitive salary
Lion Global Investors Ltd
in Singapore, Singapore, Singapore
Contract, Full time
Last application, 21 Feb 20
Competitive salary
To ensure effective monitoring and compliant of investment guidelines and restrictions

JOB RESPONSIBILITIES

• Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
• Advisory role and provide comments for new and existing mandates in terms of review and coding of investment guidelines
• Pre and post trade monitoring of investment guidelines and follow up on breaches identified
• Scheduled reporting to clients and trustee
• Audit preparation and Compliance manual checks controls
• Conduct Investment Compliance presentations or trainings and liaise with Fund Managers / other departments where necessary
• Handle other compliance duties and ad-hoc projects as assigned 

JOB REQUIREMENTS
• 
Degree holder in finance, accountancy or business (Fresh graduates can be considered)
• Working experience within asset management or a financial institution is an added advantage
• Proficient in MS Office and access
• Good communication and interpersonal skills
• Fast learner who is self-motivated and an excellent team player with a “can do” attitude

 

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