Banking, Compliance Advisory

  • Competitive
  • Singapore
  • Permanent, Full time
  • Black Swan Group
  • 13 Feb 18 2018-02-13

Compliance advisory role with an established investment bank. The role will focus on providing compliance advice to ensure adherence to regulatory obligations for the equity derivatives business on a global basis.

The organisation offers you the chance to:

  • Advise the business on regulatory obligations and assist in maintaining licensing requirements.
  • Assist in coordinating with other regional teams to roll out global compliance solutions.
  • Keep abreast of regulatory changes affecting the business and ensure that internal compliance policies are updated/robust.
  • Assist in establishing compliance policies and assist in identifying and implementing measures to mitigate gaps.
  • Perform and supervise compliance reviews to mitigate risks across business segments
  • Ensure efficient identification of compliance risk and following up on compliance gaps

You offer:                                                                               

  • Prior compliance experience in the investment banking/capital market industry.
  • Candidates with equity derivatives or FICC products knowledge preferred.
  • Legal, front office or business management candidates welcome to apply.
  • Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day to day basis.

To discuss in more details and obtain further information please contact Shingo Wong on or call 6678 6859

EA Registration Number R1545180. Licence Number – 16S8139

Black Swan Group is an award winning global corporate governance recruitment firm who launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and Sydney supporting clients across the entire spectrum of financial services businesses.