Client Due Diligence Officer

  • SGD60000 - SGD110000 per annum + bonus & benefits
  • Singapore
  • Permanent, Full time
  • Nicoll Curtin - Singapore , EA Licence No: 11C5620
  • 14 Feb 18 2018-02-14

AVP to VP level (depending on experience) Compliance Officer required to manage 1st level checks for Client due diligence (CDD) covering on-boarding and re-certifications, performing AML screening, monitoring all remediation till completion, etc.

AVP to VP level (depending on experience) Compliance Officer required to manage 1st level checks for Client due diligence (CDD) covering on-boarding and re-certifications, performing AML screening, monitoring all remediation till completion, etc.

Business Line: Client Delivery

Key Responsibilities

Client Due Diligence:

  • Manages the on-boarding and re-certification process with Client Development (CD) team or trigger events that potentially affect a client's risk level or due diligence level.
  • Initiate the Know Your Client re-certification process based on the file's due date.
  • Contributes to the information and documentation collection - specifically, the ones being of a public nature
  • Reviews the evaluation of the sensitivity of the client
  • Ensures all required screenings are being performed and duly addressed where required
  • Ensures filing of original client documents
  • Ensures all system inputs required for record keeping purposes
  • Triggers the review on behalf of the SBO/GRM
  • Manages the follow up of the approval conditions if any
  • Performs all other first level checks required to ensure accuracy and completeness of the CAC
  • Undertakes management reporting on CDD related information
  • Supports any other administrative functions associated with the performance of CDD
  • Coordinates FATCA & AEOI work processes as per governance framework

Key Competencies & Qualifications Required:

  • 4 or more years of KYC experience
  • Understanding of regulatory requirements (such as MAS Notice 626)
  • Supervisory skills preferred
  • Strong organisational/ multi-tasking and advisory skills
  • Ability to manage stakeholders at multiple levels of the organisation
  • Attention to detail
  • Analytical mindset to identify risks areas and implement solutions