Compliance Analyst - Asset Management Compliance Analyst - Asset Management …

Selby Jennings
in Singapore
Permanent, Full time
Last application, 26 Oct 21
Negotiable
Selby Jennings
in Singapore
Permanent, Full time
Last application, 26 Oct 21
Negotiable
A leading global asset management firm is looking for a compliance analyst to join their team. The individual will be responsible for developing and implementing a compliance framework for the Singapore team.

A leading global asset management firm is looking for a compliance analyst to join their team. The individual will be responsible for developing and implementing a compliance framework for the Singapore team. The role will report into the Senior Compliance Officer in Singapore and the Head of Compliance for APAC.

Responsibilities:

  • Review/draft licensing applications, regulatory filings/notifications, short and derivatives position reports, manuals, and policies/procedures
  • Track regulatory developments, assess its impact on business operations, assist with creating corresponding policies and procedures
  • Provide pro-active and timely advice on relevant regulatory and firm policy requirements
  • Periodically administer compliance training
  • Assist with ad-hoc projects and regional compliance coverage

Requirements:

  • 3+ years in asset management, securities regulator, broker, law-firm, or compliance consultant
  • Thorough knowledge of Singapore securities laws (incl. SFA, CMS licensing regime and associated rules, regulations and guidelines)
  • Degree from a reputable university (banking, finance or accountancy preferred)
  • Excellent interpersonal and communication skills (written and oral)
  • Able to work with stakeholders at all levels
  • Chinese or Japanese language skills a plus
  • Hedge fund experience and legal qualification a plus
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