Compliance Associate

  • SGD4000 - SGD5000 per month
  • Singapore Singapore Singapore SG
  • Contract, Full time
  • Morgan McKinley Singapore , EA Licence No: 11C5502
  • 31 May 18 2018-05-31

Our client is a globally leading Financial Institute providing comprehensive range of financial services to its clients. * Fortune 500 Financial Institute * Attractive Salary Package * Contract role (role is convertible to permanent on the basis of performance and head count approval)

Position Title: Compliance Associate

General Duties

  • Review and update KYC profiles for existing clients in adherence to the review schedule

  • Assist with drafting, updating and implementing Compliance policies and procedures

  • Be involved in developing and conducting training to help foster a strong Compliance culture

  • Perform the required follow-ups and controls required to ensure that regulatory requirements are complied with

  • Proactively engage and collaborate with stakeholders in- and outside of Compliance to achieve the best results

  • Perform monitoring and surveillance as required under the relevant compliance policies

  • Review of Customer Due Diligence

  • Transaction Monitoring against global sanctions' and related watchlists

  • Provide support to the team for screening instructions and other ad-hoc tasks

  • Completion of AML bank questionnaires to support the Singapore Team

  • Issue Compliance Induction training to all new employees

  • Ad-hoc projects/research on compliance related matters

Knowledge and Experience

  • Knowledge and background in KYC/CDD

  • Understanding of Regulatory Compliance standards in Singapore

  • Basic knowledge in commodities business

  • 1-3 years' experience in onboarding or general compliance in a similar financial services environment

  • Degree in accountancy, finance, business, or law or a related field

  • Advanced Microsoft Outlook/Word/Excel Skills

  • Confidence to liaise professionally with senior management as required

  • Team player and able to work independently

  • Have a desire to deliver results, be self-motivated and self-reliant

  • Strong relationship building and communications skills

  • Ability to analyse problems and deliver effective solutions

If you're interested in this role, please send your updated CV (word format) to for a confidential discussion.

Referrals are greatly appreciated.

Morgan McKinley Pte Ltd

EA Licence No: 11C5502

Registration No: R1770166

Registration Name: Suhani Malhotra