Compliance Manager

  • Negotiable
  • Singapore
  • Permanent, Full time
  • Randstad Singapore Pte Ltd , EA Licence No: 94C3609
  • 25 Feb 18 2018-02-25

Our client is a leading one-stop fintech offering investment solutions to wealth management companies. Rapidly expanding in Asia, they are on the lookout for an experienced compliance officer to ensure that the business is aligned with relevant laws, policies and procedures.

about the company

Our client is a leading one-stop fintech offering investment solutions to wealth management companies. Rapidly expanding in Asia, they are on the lookout for an experienced compliance officer to ensure that the business is aligned with relevant laws, policies and procedures. The organisation is partnered with some of the world's largest and most well known financial institutions and operates on a global scale. You can expect to work with a diverse, international workforce and talented leaders.


about the job

You will play a vital role in ensuring all compliance controls are in accordance with local regulations.

Your scope of duties include, but are not limited to:

  • Being the main point of contact for all compliance-related matters from the business, external regulators and all stakeholders of the business
  • Supporting the business in establishing a robust regulatory framework, specifically in the operation of its custodial function
  • Assessing the impact of new and updated regulations on the organisation and its clients
  • Performing stringent due diligence and KYC on new and existing clients
  • Participating in adhoc global projects
  • Preparing and presenting reports to global management, outlining weaknesses and providing follow-up solutions


skills and experience required

  • Bachelors Degree in Accountancy, Banking, Business or Law, or relevant professional qualification in financial services or audit
  • Minimum 5 years of relevant experience within Compliance roles ideally within a Singapore-based custodian
  • Strong understanding of the local regulatory regime. Prior experience in AML and data privacy would be a bonus.
  • Independent and self-motivated worker with excellent stakeholder management



To apply online please use the 'apply' function, alternatively you may contact <Daniella Koh> at <65106574>.
(EA: 94C3609/ <R1655148> )