Compliance Manager, Leading Investment Group

  • Negotiable
  • Singapore
  • Permanent, Full time
  • Profile Search & Selection Singapore , EA Licence No: 16S8069
  • 11 Dec 17 2017-12-11

Broad spectrum compliance role with a leading investment group.

Reporting to the Head of Compliance Singapore you will be responsible for the following:

  • Regulatory compliance
  • Compliance Monitoring and Surveillance
  • Conducting Compliance reviews
  • Managing the MAS licensing and SGX registration process for new front office staff;

You should have at least 5- 7 years of relevant experience in financial services regulatory compliance in a bank, big 4 audit firm, regulator or an exchange. You will join a close knit team and be given exposure to a wide variety of products and businesses. Depending on the level of experience of the incumbent, you may be given an opportunity to mentor/manage a junior member in the team.

Singapore Employment Agency Licence No: 16S8069