Compliance Officer – Asset Management Compliance Officer – Asset Management …

ALS Recruit
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 27 May 20
Attractive
ALS Recruit
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 27 May 20
Attractive
Our client is an asset management firm who offers global investment management expertise through international equity funds. They are currently hiring a Compliance Officer for their Singapore office.

You will assist in the review of existing compliance monitoring program & regulations; implement compliance programs and conduct regular reviews of business activities for adherence to regulatory requirements, internal policies and procedures. This would include reviewing institutional accounts and retail funds activities, sales and trading practices, investment activities, advertisements and marketing materials.

You will work with various business units to identify, develop and implement compliance technology and automated processes that support the Company in meeting regulatory and legal requirements. You will also develop regular internal compliance training and play a critical role in overseeing the implementation of training programs.

To be considered for this critical role, you will need to demonstrate:

  • Ideal candidate must have good degree in relevant discipline
  • At least 5 years solid experience in Compliance for Asset Management firms
  • Good understanding and working knowledge of Singapore legislations
  • Confident and strong communicator who often displays initiative at work

To apply, please email your resume to assetmanagement.sg@alsrecruit.com

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