Compliance Officer, GM Controls and ALMT

BNP Paribas offers you an exciting career opportunity in an international, challenging business environment characterized by high pace and diversity with focus on creating valuable relations with our customers. We offer a competitive salary & benefits package and also an excellent work environment where you’re valued as part of our team!

About BNP Paribas in Asia Pacific ( www.apac.bnpparibas )

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 15,000 employees* and a presence in 14 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a wide range of financial services covering corporate & institutional banking, wealth management, asset management, insurance, as well as retail banking and consumer financing through strategic partnerships.

Worldwide, BNP Paribas has a presence in 74 countries with more than 190,000 employees. It has key positions in its three main activities: Domestic Markets and International Financial Services (whose retail-banking networks and financial services are covered by Retail Banking & Services) and Corporate & Institutional Banking, which serves two client franchises: corporate clients and institutional investors. Asia Pacific is a key strategic region for BNP Paribas and it continues to develop its franchise in the region.

BNP Paribas offers you an exciting career opportunity in an international, challenging business environment characterized by high pace and diversity with focus on creating valuable relations with our customers. We offer a competitive salary & benefits package and also an excellent work environment where you're valued as part of our team!

* excluding partnerships

Position Purpose

To assist the GM advisory team in any ad-hoc control related tasks and take a lead on supporting ALMT business in APAC

Responsibilities

Direct Responsibilities
(A) Advisory
1. Assist in advising the ALMT business on compliance and regulatory issues. These include, for example,:
i. providing compliance comments for new activities (termed NACs/TACs) and IAC
ii. providing compliance advice on all front office ad hoc and BAU business requests
iii. specifically providing support and advise business from a local regulatory and internal policy perspective;

(B) Policy and Controls
2. Help the GM advisory team to review and re-issue some of the local polices / SG Instruction notes owned by the GM compliance team
3. Help the GM advisory team in conducting agreed controls to meet local regulatory requirements in SEA and perform any ad-hoc controls where the GM Compliance would envisage any developing regulatory / Compliance risks

(C) Domain work
4. Support in Financial Security domain work of the GM business such as review of the KYC / AML, Sanctions Policy and laying down the process around Third Party Payments.
5. Implementation of the II, AI and EI regime in Singapore
6. Evaluate the impact of MAS consultation papers and co-ordinate feedback from the GM business

Contributing Responsibilities

(D) Compliance Training
7. Conduct compliance training targeted ALMT staff

(F) Others
8. Assist in the production of periodic MIS and KPIs as directed
9. Assist in the review of marketing materials/ term sheets for Global Markets products in and outside Singapore;
10. Work as a back-up for other members of the GM Advisory team, when required
11. Ad hoc requests such as participation in specific projects, as directed from time to time by the Head of GM Compliance SEA

Technical & Behavioral Competencies

Technical
At minimum a graduate with prior working experience of at least 3 years in a similar compliance function at a comparable bank set-up. Should have explore to dealing with treasury products and a regulatory cum risk bent of mindset. Exposure to AML / KYC aspects would be an added advantage.

Behavioral
Should be a self-starter, motivated and a good communicator given the role involves working with various different stakeholders and colleagues within Compliance

Singapore Singapore Singapore SG