Compliance Officer (Wealth Management) Compliance Officer (Wealth Management) …

Search Ally Pte Ltd
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 31 May 20
$5K - $6K per month
Search Ally Pte Ltd
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 31 May 20
$5K - $6K per month
Our client - an External Asset Management (with a strong presence in Asia ) is looking for a compliance officer to join their growing team

DESCRIPTIONS:

  • Responsible for client files, to ensure onboarding documents, annual KYC review documents are filed, in accordance with MAS regulations.
  • Reviewed and improved on client onboarding forms, in accordance to MAS regulations.
  • Responsible for checking client onboarding documentation to ensure compliance.
  • Responsible for checking marketing materials.
  • Support CEO in submission of reports to MAS.
  • Responsible for Business Continuity Plan (BCP). Review, plan and implement annual BCP, update compliance manual on BCP write up.

REQUIREMENTS:

  • At least 3 years of relevant experience in Banking and Finance Sector 
  • Basic AML and KYC knowledge is a MUST
  • Must have experience with Form 23 & 25
  • Must have experience reviewing marketing materials and legal documents
  • Proficient in MS Office Applications
  • Able to start work IMMEDIATELY or within short notice

[EA License Number] 18C9289  |  [Registration Number] R1551292

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