Exciting new opportunity with our client who is a leading international fund administration firm. Due to growing demand from their clients, they will be launching a Compliance Consulting offering in their Singapore office. They are looking for a strong Compliance professional to take the lead in setting up this new services line.
Responsibilities:
- Manage a portfolio of fund clients
- Provide advisory and consultancy services to clients
- Prepare and present regulatory updates to clients
- Submit and/or review of regulatory filings and notifications
- Liaise and correspond with MAS and auditors
- Attend compliance or audit meetings
- Periodic compliance reporting to senior management or board of directors
- Provide or review compliance manuals
- Provide or review compliance checklists, registers, and calendars
- Prepare and review regulatory returns and forms
- Analyse and summarise MAS publications and regulatory updates
- Develop training programs & provide training to clients
- Perform internal audit engagements
- Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks and governance framework reviews
- Other ad-hoc duties as the need arise
Requirements:
- Bachelor’s Degree in Business, Accounting, Law or equivalent
- 5-7 years' experience in financial services regulatory compliance
- Experience in a compliance advisory, Big 4, or fund management firm will be advantageous
- Commercial personality to liaise with clients
- Excellent communication and interpersonal skills
- Organised and self-disciplined
- Meticulous and detailed-oriented
