Contract - Investments Compliance

  • Competitive Package
  • Singapore
  • Contract, Full time
  • Aquis Search Pte. Ltd. , EA Licence No: 16S8125
  • 05 Dec 17 2017-12-05

Leading international Asset Management firm with a strong reputation in building long-term value to its clients is looking to hire an Investments Compliance professional on a contract basis (for 9 months) based either in Singapore or Hong Kong

In this role, you will have the following responsibilities:

  • Ensuring investment guidelines are recorded
  • Engaging in post trade and manual monitoring to ensure adherence to existing investment guidelines and notifying relevant authorities in case of breach
  • Providing advice and guidance to the business on investment compliance matters
  • Tracking of relevant changes to current guidelines
  • Other ad hoc duties

To qualify for this role, you must have:

  • At least 1-2 years of relevant experience in investment compliance within an asset management firm is mandatory
  • Knowledge of Charles River or Bloomberg is preferable
  • Ability to investigate exceptions in investment guideline
  • Excellent communication skills with an ability to liaise with multiple business stakeholders
  • Ability to work on a contract basis for 9 months