• Competitive
  • Singapore
  • Permanent, Full time
  • Citibank NA
  • 21 Nov 17

GCG - Senior Compliance Analyst/Manager- Product (AVP)

GCG - Senior Compliance Analyst/Manager- Product (AVP)

  • Primary Location: Singapore,Singapore,Singapore
  • Other Location: Asia Pacific
  • Education: Bachelor's Degree
  • Job Function: Compliance and Control
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 17065064


Senior Compliance Analyst - Product:

Job Responsibilities:
  • Responsible for developing a strong control and compliance environment for the GCG Consumer group to achieve permanent "audit readiness" balancing the business needs and environment
  • Participate actively in the implementation of new or revised processes and surveillance in Retail Banking in compliance with Citi's global, regional policies and guidelines and local or US regulatory requirements with due consideration on the business needs and risk and control
  • Manage and provide support on FATCA (Foreign Account Tax Compliance ACT) and CRS (Common Reporting Standard) process, system enhancements, training, procedure manual write-up, annual reporting and review of high value customers, consultation to stakeholders
  • Write-up, review and revise procedures on sales and branch operations processes
  • Actively involve key stakeholders in process design discussion to achieve objective of full compliance with policy while balancing execution effectiveness and risk and control
  • Prepare training materials and conduct training on existing and new processes to branch staff
  • Participate in system enhancement projects to address process efficiency or risk and controls
  • Assist the business in all audit review preparations and corrective action plan implementations
  • Provide support to internal departments on branch operations and sales process matters
  • Review and manage various security system access ensuring only appropriate and relevant access is given to branch staff
  • Manage online training rollout to branch staff ensuring 100% completion status
  • Manage online attestation, review of country rules and implement changes on changes related to Offshore Wealth Services Policy (OWSP)
  • Manage various annual or ad-hoc exercise related to branch sales


  • University degree in Business Administration or related majors
  • Minimum 2 years of banking experience with a good understanding of consumer banking and/or investment products, process risk and controls, local and US regulations
  • Proficient in Microsoft Office is a must
  • Highly motivated individual with initiative, analytical and ability to work and lead changes independently
  • Must be a team player and committed to delivering strong customer service to internal clients
  • Strong written communication skills and good interpersonal skills
  • Familiar with Financial Advisory Act, Security and Futures Act preferred