Global Transaction Banking - KYC Quality Control Analyst - AVP

  • Competitive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • Deutsche Bank APAC
  • 22 Jul 18 2018-07-22

Global Transaction Banking - KYC Quality Control Analyst - AVP



Corporate & Investment Banking: Global Transaction Banking
The Corporate & Investment Bank (CIB) combines Deutsche Bank's Corporate Finance, Global Markets and Global Transaction Banking businesses. This new business division was created in 2017 with the aim to ensure greater alignment of product and sales efforts, enabling the bank to deliver a better service to clients and a more focused resource allocation.
Global Transaction Banking (GTB) is a leading global provider of cash management, trade finance and securities services, delivering the full range of commercial banking products and services for both corporates and institutions worldwide. Position Overview

This KYC Senior Quality Control Analyst position supports the KYC (Know Your Customer) E2E process for GTB, Institutional Cash Sales and Client Management team covering financial institution.
Today's regulatory and compliance environment requires a robust and efficient KYC process and strong non-financial risk management, making the role an important part of the first line of defense within the business.
The KYC Quality Control ("QC") Analyst performs a critical function that involves an independent checker role to ensure high quality standards are maintained in strict adherence with Deutsche Bank's Know Your Client Policy and Procedures for customer' KYC files prepared for correspondent banking clients by respective KYC officers.
KYC Quality Control ("QC") team members will assist in identifying problem areas and risks associated with processes and make recommendations to improve the quality of KYC analyst file work. They will serve as a key support resource for delivering guidance to KYC analysts.
The KYC Quality Control ("QC") analyst will operate in a team environment and have regular interactions with KYC Officers, Accountable Client Owners (ACO) and Anti-Financial Crime (AFC) Compliance.

  • The QC Senior Analyst will review cases for full adherence with DB Know Your Client Global Policy, Global KYC Key Operating Procedures and any applicable Local Variance.
  • Ensures profile review is completed timely and within quality expectations, including review conclusions that are clear, complete and supported by the information in the file.
  • The QC Senior Analyst will identify and escalate critical issues to their Quality Control Team Head.
  • Recognize, document and assess key risks, control environments, and applicable regulations
  • The QC Senior Analyst will assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC Officer' file work.
  • The QC Senior Analyst should be able to work under minimal supervision.
  • The QC Senior Analyst will serve as a key support resource for delivering training and guidance to KYC Officers and QC Junior Analysts.
    Professional and personal requirements:
    • Recognized university degree and - or several years of equivalent professional experience
    • Previous experience with KYC Quality assurance and knowledge of Correspondent Banking Due Diligence Standards preferred
    • Good knowledge of financial regulatory requirements and AML risk implications; experience with regulatory and - or KYC related topics
    • Excellent research and analytical skills; a proactive and fast learner
    • Attention to detail, combined with a strategic and proactive work approach
    • Accuracy, diligence and the ability to deliver high quality results within tight deadlines
    • Very good sense of risk awareness
    • Excellent team player with strong work ethics
    • Ability to maintain relationships in virtual teams
    • Communicates in a clear, accurate, persuasive and confident manner
    • Works independently
    • Strong writing skills, capability to document relevant information in a clear, structured and comprehensive way
    • Excellent communication skills and the ability to build and maintain relationships with colleagues at all levels of seniority
    • Resilience and commitment, ability to plan, prioritize and work under pressure
    • Accuracy, diligence and the ability to deliver high quality results within tight deadlines
    • Interested in the financial markets, current events, and news
    • Command of MS Office applications and general computer proficiency, inl



      Deutsche Bank offers a challenging and rewarding career where your contribution is valued and rewarded. We have an inclusive and friendly working environment coupled with excellent facilities and benefits.
      Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.