Global Transaction Banking \u2013 Lead Quality Control Analyst, Institutional Cash Management \u2013 Assistant Vice President

  • Competitive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • Deutsche Bank APAC
  • 18 Jul 18 2018-07-18

Global Transaction Banking \u2013 Lead Quality Control Analyst, Institutional Cash Management \u2013 Assistant Vice President



Corporate & Investment Banking: Global Transaction Banking
The Corporate & Investment Bank (CIB) combines Deutsche Bank's Corporate Finance, Global Markets and Global Transaction Banking businesses. This new business division was created in 2017 with the aim to ensure greater alignment of product and sales efforts, enabling the bank to deliver a better service to clients and a more focused resource allocation.
Global Transaction Banking (GTB) is a leading global provider of cash management, trade finance and securities services, delivering the full range of commercial banking products and services for both corporates and institutions worldwide. Position Overview

As the KYC Senior Quality Control Analyst you will support the Know Your Customer (KYC) end to end process for GTB, Institutional Cash Sales and Client Management team covering financial institutions.
Today's regulatory and compliance environment requires a robust and efficient KYC process and strong non-financial risk management, making the role an important part of the first line of defense within the business.
The KYC Quality Control (QC) Analyst performs a critical function that involves an independent checker role to ensure high quality standards are maintained, in strict adherence with Deutsche Bank's Know Your Client Policy and Procedures, for customer' KYC files prepared for correspondent banking clients by respective KYC officers.
KYC QC team members will assist in identifying problem areas and risks associated with processes and make recommendations to improve the quality of KYC analyst file work. They will serve as a key support resource for delivering guidance to KYC analysts.
The KYC QC Analyst will operate in a team environment and have regular interactions with KYC Officers, Accountable Client Owners (ACO) and Anti-Financial Crime (AFC) Compliance.
Key responsibilities:

  • Review cases for full adherence with Deutsche Bank's Know Your Client Global Policy, Global KYC Key Operating Procedures (KOPs) and any applicable local variance
  • Ensure profile review is completed timely and within quality expectations, including review conclusions that are clear, complete and supported by the information in the file.
  • Identify and escalate critical issues to their Quality Control Team Head
  • Recognize, document and assess key risks, control environments, and applicable regulations
  • Assist in identifying problem areas and risks associated with processes and make recommendations to improve quality of KYC Officer' file work
  • Serve as a key support resource for delivering training and guidance to KYC Officers and QC Junior Analysts
    Key skills and qualifications:
    • Recognized university degree and - or several years of equivalent professional experience
    • Previous experience with KYC Quality assurance and knowledge of Correspondent Banking Due Diligence Standards preferred
    • Good knowledge of financial regulatory requirements and AML risk implications; experience with regulatory and - or KYC related topics
    • Excellent research and analytical skills; a proactive and fast learner
    • Attention to detail, combined with a strategic and proactive work approach
    • Accuracy, diligence and the ability to deliver high quality results within tight deadlines
    • Very good sense of risk awareness
    • Excellent team player with strong work ethics
    • Ability to maintain relationships in virtual teams
    • Communicates in a clear, accurate, persuasive and confident manner
    • Works independently
    • Strong writing skills, capability to document relevant information in a clear, structured and comprehensive way
    • Excellent communication skills and the ability to build and maintain relationships with colleagues at all levels of seniority
    • Resilience and commitment, ability to plan, prioritize and work under pressure
    • Accuracy, diligence and the ability to deliver high quality results within tight deadlines
    • Interested in the financial markets, current events, and news
    • Command of MS Office applications and general computer proficiency


      Deutsche Bank offers a challenging and rewarding career where your contribution is valued and rewarded. We have an inclusive and friendly working environment coupled with excellent facilities and benefits.
      Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.