Head of Compliance Head of Compliance …

SINOIF International Capital (Singapore) Pte Ltd
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 24 Feb 20
Competitive
SINOIF International Capital (Singapore) Pte Ltd
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 24 Feb 20
Competitive
We expect that the candidate has the compliance experience in FX and OTC broker platform.

Job Responsibilities:

  1. Creating and maintaining Compliance manual to ensure they are effective and up to date;
  2. liaising with MAS on daily regulatory matters, including but not limited to AML/CFT, fair trading, trading operation support model etc,.
  3. Experience in setting up new functions/offices are highly desirable;
  4. Work with internal teams, including trading, controllers, Operations, legal on any potential issues;
  5. Exposure to corporate clients with main business in onshore China is preferred;
  6. Train the employee on general compliance matters and new regulatory trends;

Job Requirements:

  1. Compliance experience in a broker licensed in Singapore (CMS License holder – Dealing in Capital Market Products), focusing on OTC Derivatives, leveraged FX and other derivative products are preferred;
  2. 8 years or more relevant experience in CMS licensed broker in Singapore;
  3. Familiar with OTC Derivatives industry preferred;
  4. Compliance solution oriented and commercially minded;
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