Head of Compliance/Complianec Counsel (Based in Vietnam)

  • Competitive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • The SR Group (Singapore) Pte Ltd , EA Licence No: 17S8475
  • 01 Jun 18 2018-06-01

Opportunity to join the Vietnam office of an international fund house, with AUM in excess of USD 2 Billion. You will be responsible for all international regulatory matters across Europe (predominantly) and Southeast Asia

Responsibilities:

  • Establish, review and update compliance policies and framework in accordance to the changing regulatory landscape
  • Oversight of external regulations and compliance, particularly for internationally listed funds
  • Manage risk and compliance framework by ensuring robust internal controls and processes
  • Provide advice to the business and operations on compliance matters
  • Other legal work such as working closely with the Legal team on fund formation (if applicable)

Requirements:

  • 8-12 years of experience in Compliance, with the recent 5 years in a Fund/Asset Management firm
  • Lawyer qualified in the commonwealth jurisdiction is a good to have, but not essential
  • Familiarity with international investment fund structures, securities laws and regulations. Preferably some knowledge of European regulations
  • Willingness to be based in Vietnam, and travel regionally