Head of Compliance (ID: 546602)

Job Scope

• Lead and drive the compliance function across the Group, whose businesses include operating a leading marketplace platform as well as a private securities exchange supported by blockchain technology
• Refine, structure and manage and continually improve compliance activities, including monitoring, governance, compliance policies, programs, and advisory work.
• Lead and/or contribute to company projects and initiatives involving regulatory compliance
• Keep track of key regulatory changes and work with stakeholders to advise relevant business divisions on the impact on businesses
• Advice to the Group’s products and business propositions, including filing necessary forms/ applications with regulators
• Participate in compliance risk assessments (including AML), reporting, reviews, testing, and provide compliance comments/advisory.
• Update compliance related documents to reflect latest rules and regulations, industry best practices, and changes to MAS regulations, data protection laws, etc
• Build and develop compliance policies including AML/CFT Sanctions Policy, Data Protection Policy, and Anti-Corruption & Bribery Policy, Work with the Legal Counsel in all MAS matters, coordinating regulatory inspections, preparing reports, and handling regulatory inquiries, attending to external audit, compiling Suspicious Transaction Reports (“STRs”), etc
• Conduct regular and timely compliance training for all staff

Requirements

• Degree holder or above in legal, business or any related disciplines
• Capital Markets Services (CMS) / Fund Management License
• Relevant experience liaising with MAS on regulatory work will be an added advantage
• At least 7 years of relevant experience in risk and/or compliance operations/regulatory compliance
• Preferably with a keen interest and understanding in blockchain technology / cryptocurrency / digital assets
• Quality focused with a passion for continuous improvement in process and procedures
• Detail-oriented with the ability to multitask and meet deadlines with minimal supervision
• Strong team player who is highly motivated, independent and with strong interpersonal skills

Please apply or send in your resume to meicher_wong@persolkelly.com. We apologize that only shortlisted candidates will be contacted. Thank you

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