• Competitive
  • Singapore
  • Permanent, Full time
  • OCBC Bank
  • 2018-06-22

(Manager/AVP5) - Compliance (Surveillance)

(Manager/AVP5) - Compliance (Surveillance)

  • Performs trade surveillance and monitoring duties.
  • Conduct investigations and reviews on irregular trading activities.
  • Liaise with regulatory bodies on matters concerning markets and trading activities.
  • Advise and conduct training for the business units and staff on trading rules and regulatory compliance matters.
  • Participate in Compliance related projects.


Qualifications
· Degree in Accountancy, Business or other relevant qualification.
· At least 3 years of relevant experience in compliance or risk management,
preferably in trade surveillance or compliance monitoring on capital market products.
· Working knowledge of the SGX Rules, SFA and other relevant regulations.
· Strong attention to details, analytical, investigation, with good interpersonal and
communication skills.
· Self-driven with high level of initiative and a team player.
Singapore Singapore Singapore SG