Manager, Business Compliance Manager, Business Compliance …

HL Bank
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 26 Mar 20
Competitive
HL Bank
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 26 Mar 20
Competitive
Identify, assess and manage non-standard risks relating to the Bank's conduct of its Private Wealth Management (PWM) Business.

Job Responsibilities:-

  • Provide senior management with consolidated and holistic view of the risks within their area of responsibility, including proposals to mitigate or, when required remediate corresponding risk. 
  • Proactively design and implement processes and services, in order to enhance our front-to-back delivery, efficiency and strengthen our risk management. 
  • Actively drive compliance risk prevention remediation efforts within PWM
  • Perform risk focused, tailor made reviews of complex client structures in and outside the PWM division.
  • Closely interact and coordinate with business risk teams, control functions and stakeholders within all divisions of HL Bank. 
  • Acting as compliance support and advisory assistance to first line of defense employees and management.
  • Ensure Regulatory compliance including client and product suitability framework.

Job Requirements

  • Min 5 - 8 years' experience in private banking and wealth management, preferably with experience in KYC/AML and the Singapore Financial Act (Cap.110).
  • Understanding of AML/CFT and KYC regulations e.g. MAS 626
  • Strong grasp of the Singapore Financial Advisers Act (Cap.110) and operationalising the requirements of the Act in the PWM sales processes 
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