For Recruiters

Regulatory Compliance Testing and Validation Senior Independent Testing Specialist

Wells Fargo
Singapore
Posted about 1 month ago Permanent Competitive
See job description for details
Responsibilities
  • Lead the planning, execution and reporting of the Regulatory Compliance Testing engagements across all Line of Business as well as Corporate Functions and validate the Bank's issue remediation in APAC.
  • Involve in the annual planning and execution of testing activities to evaluate regulatory compliance considerations within identified business processes according to enterprise and business line related policies.
  • Work with other 'Second Line of Defense' functions and business units to help the team in APAC to maintain an up-to-date view on the Bank's risk landscape in the region.
  • Provide credible challenge and evaluate the adequacy and effectiveness of policies, procedures, processes, and internal controls.
Requirements
  • 8+ years of experience in Audit, Compliance, Risk and Testing of financial services industry
  • University Degree holder
  • Demonstrated knowledge of APAC financial services
  • Strong written and verbal communications
  • Bilingual Skills - English and Chinese (Mandarin)
  • Detail and task oriented
  • Experience in reviewing work paper and provide supervision to team members on a job basis
  • Ability to work in a complex, rapidly changing environment and regulatory pressure
  • Demonstrated ability to work independently, self-starter and highly motivated to work in a fast paced and changing environment
  • Good interpersonal skills, able to develop strong relationships and experience working in an international organization
  • Critical Thinking and Analytical skills
  • Proficient with MS Office Suite, including Word, Excel and PowerPoint and Web based applications
Other Desired:
  • Certified Information Systems Auditor (CISA)
  • Certified Internal Auditor (CIA)
  • Certified Public Accountant (CPA)
  • Certified Regulatory Compliance Manager (CRCM)
  • Certified Risk and Compliance Management Professional (CRCMP)
  • Certified Risk Professional Program (CRP)
We Value Diversity

At Wells Fargo, we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.

Employees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable Wells Fargo policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.

Candidates applying to job openings posted in US: All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Candidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.

Job ID  R-169935-1
More Jobs From Wells Fargo
Wells Fargo
Financial Crimes Compliance Testing & Validation Independent Testing Specialist, APAC
Wells Fargo
Singapore
about 1 month ago Full time Competitive
Wells Fargo
Regulatory Reporting Lead Independent Testing & Validation Officer, APAC
Wells Fargo
Singapore
about 1 month ago Full time Competitive
Wells Fargo
Financial Crimes Compliance Testing & Validation Senior Specialist, APAC
Wells Fargo
Singapore
17 days ago Full time Competitive
Wells Fargo
Regulatory Compliance Testing and Validation Senior Independent Testing Specialist
Wells Fargo
Hong Kong
about 1 month ago Full time Competitive
Wells Fargo
Financial Crimes Compliance Testing & Validation Independent Testing Specialist, APAC
Wells Fargo
Hong Kong
about 1 month ago Full time Competitive
Wells Fargo
Financial Crimes Compliance Testing & Validation Senior Specialist, APAC
Wells Fargo
Hong Kong
17 days ago Full time Competitive
Wells Fargo
Senior Independent Testing Specialist
Wells Fargo
Dublin, Ireland
3 days ago Full time Competitive
Wells Fargo
Senior Independent Testing Specialist
Wells Fargo
London, United Kingdom
about 1 month ago Full time Competitive
Wells Fargo
Senior Compliance Specialist - Regulatory Change (12 Month FTC)
Wells Fargo
London, United Kingdom
about 1 month ago Full time Competitive
Wells Fargo
Business Risk & Control Senior Associate
Wells Fargo
Singapore
6 days ago Full time Competitive