SOW Compliance Analyst SOW Compliance Analyst …

Robert Walters (Singapore) Pte Ltd
in Singapore
Contract, Full time
Last application, 25 Nov 20
SGD6000 - SGD8000 per month + Market Aligned
Robert Walters (Singapore) Pte Ltd
in Singapore
Contract, Full time
Last application, 25 Nov 20
SGD6000 - SGD8000 per month + Market Aligned
An exciting six-month SOW Compliance Analyst job has just become available at one of the most respected private banks based in Singapore. This is a role for a compliance analyst who is fluent in this field.

About the SOW Compliance Analyst Role:
In this business critical role you will be responsible for supporting the front office to write and review the client's source of wealth to ensure plausibility and to check for appropriate level of corroboration and evidence to identify the client's original source of funds and wealth growth.

Key Responsibilities:

  • Perform plausibility checks on the SoW write up in accordance with the APAC SoW guidelines
  • Review information from multiple sources to ensure complete and consistent information across the client profile
  • Follow up with the relationship managers where additional information or clarifications are require and support them by ensuring the final write up meets the internal requirements
  • Accurately record the source of wealth information, and assessment of the plausibility, with the supporting documents into the template and archive within the system
  • Provide transparency and oversight to senior management to ensure cases are reviewed and completed in a timely manner and any issues are identified early
  • Support front office in completing periodic reviews and other regulatory remediation

To succeed in this compliance environment, you will need to have the ability to work in a wealth management environment.

Key Requirements:

  • Minimum of three to six years of experience in a compliance, AML and KYC environment
  • Prior experience in a private bank
  • Excellent track record in terms of turnaround and ability to identify key AML/KYC issues
  • Knowledge of MAS and HKMA regulations is preferred

This is a leading global top tier financial institution and is progressively expanding and growing its business on a global scale. This organisation offers employees the opportunity to enhance their experience across the business function and across multiple business lines. This organisation offers exceptional job opportunities for growth and career development with the right ethos and practices which makes it a great place to work.

If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this exciting SOW Compliance Analyst job.

Apply now to learn more.

Do note that we will only be in touch if your application is shortlisted.

Robert Walters (Singapore) Pte Ltd

ROC No.: 199706961E | EA Licence No.: 03C5451

EA Registration No.: R1435983 Glen Chua

Robert Walters (Singapore) Pte Ltd logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...